Notice Dated : 07/09/2023 Sub. : Registration of Investment Advisers – Online Dispute Resolution portal. Attention of Investment Advisers is drawn to BASL circular no. 20230810-1 dated August 10, 2023 on the captioned subject wherein reference to SEBI circular nos. […]
Notice Dated : 05/09/2023 Sub. : SEBI consultation paper on Performance Validation Agency. Attention of the investment advisers is drawn to SEBI consultation paper dated August 31, 2023 on Performance Validation Agency. The link to the said paper is […]
Notice Dated : 31/08/2023 Sub. : SEBI consultation paper on association of SEBI Registered Intermediaries/Regulated Entities with Unregistered Entities (including Finfluencers). Attention of the investment advisers is drawn to SEBI consultation paper dated August 25, 2023 on association […]
Notice Dated : 31/08/2023 Sub. : SEBI consultation paper on mechanism for fee collection by SEBI Registered Investment Advisers and Research Analysts. Attention of the investment advisers is drawn to SEBI consultation paper dated August 25, 2023 on mechanism for […]
August 18, 2023 Implementation of Section 12A of Weapons of Mass Destruction and their Delivery Systems (Prohibition of Unlawful Activities) Act, 2005: Updates to UNSC’s 1718 Sanctions List of Designated Individuals and Entities: Amendment in 9 entries 1. Clause 2 […]
