Notice Dated : 19/10/2023 Sub. : Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the PMLA, 2002 and Rules framed there under Attention […]
Notice Dated : 16/10/2023 Sub. : Master Circular on Know Your Client (KYC) norms for the securities Market. Attention of the investment advisers is drawn to SEBI circular No. SEBI/HO/MIRSD/SECFATF/P/CIR/2023/169 dated October 12, 2023 on Master Circular […]
Notice Dated : 05/10/2023 Sub. : Centralised mechanism for reporting the demise of an investor through KRAs. Attention of the investment advisers is drawn to SEBI circular No. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/0000000163 dated October 03, 2023 on centralised mechanism for […]
Notice Dated : 22/09/2023 Sub. : Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform. Attention of all Investment Advisers (IAs) is drawn to SEBI Circular No. SEBI/HO/OIAE/IGRD/CIR/P/2023/156 […]
