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Modalities related to Investment Adviser applications

PR No. 28/2022 Modalities related to Investment Adviser applications SEBI, vide circular ref. 2021/579 dated June 18, 2021, granted recognition to BSE Administration and Supervision Ltd. (BASL), a wholly owned subsidiary of BSE to act as an Investment Adviser Administration […]

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Modalities related to Investment Adviser applications

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BASL – Compliance Reporting by Investment Advisers for FY ended 2021-2022

20220915-1

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BASL – Compliance Reporting by Investment Advisers for FY ended …

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  • circular
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Revised Process for seeking Membership from BSE Administration &Supervision Ltd. (BASL) and Registration from Securities Exchange Board of India (SEBI).

20220718-1

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Revised Process for seeking Membership from BSE Administration &Supervision Ltd. …

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  • circular
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20220519-02

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BASL – Cyber Security Awareness Campaign Compliance Reporting

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  • circular
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20220519-01

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BASL – Submission of annual compliance audit report by Investment …

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  • circular
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20220504-01

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BASL – Membership registration by Individual Investment Adviser as Non Individual …

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  • circular
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