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circular

38 posts

IA

BASL – Cyber Security Awareness Campaign Compliance Reporting

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IA

Submission of annual compliance audit report by Investment Advisers

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IA

BASL Membership registration by  Individual Investment Adviser as Non Individual …

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MFD

Code of Conduct for Mutual Fund Distributors

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MFD

Classification of Sole proprietorship for ARN purposes

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MFD

Time limit for renewal of ARN

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