RA

40 posts

Order – Rocket Tips

QJA/AA/WRO/WRO/22665/2022-23 | Unregistered Investment Advisory | INH000008428

IA RA

Order – Rocket Tips

Consultation Paper on Strengthening the Investor Grievance Redressal Mechanism in the Indian Securities Market by harnessing Online Dispute Resolution mechanisms

Consultation paper to extend the MII administered mediation & conciliation for all market intermediaries

AIF IA MFD PMS RA

Consultation Paper on Strengthening the Investor Grievance Redressal Mechanism in …

Order – Chetan Yashwant Shukla

CGM/QJC-1/AA/IMD/IMD-II CIS/21586/2022-23 | INH000001402

RA

Order – Chetan Yashwant Shukla

Procedure for seeking prior approval for change in control

SEBI/HO/MIRSD/ MIRSD-PoD-2/P/CIR/2022/163

IA RA

Procedure for seeking prior approval for change in control

Master Circular on the redressal of investor grievances through the SEBI Complaints Redress System (SCORES) platform

SEBI/HO/OIAE/IGRD/P/CIR/2022/0150

AIF IA MFD PMS RA

Master Circular on the redressal of investor grievances through the …

Order – 24 Carat Financial Services

Order/GR/BM/2022-23/20394 | INH000003358

RA

Order – 24 Carat Financial Services