Legal Clarity

BASL – Cyber Security Awareness Campaign Compliance Reporting

Submission of annual compliance audit report by Investment Advisers

Grant of recognition to NSDL Database Management Limited (NDML)as an Accreditation Agency

Settlement Order – Amit Jeswani (Research Analyst)

BASL Membership registration by  Individual Investment Adviser as Non Individual Investment Adviser.

Code of Conduct for Mutual Fund Distributors

Classification of Sole proprietorship for ARN purposes

Time limit for renewal of ARN

Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds:  Clarifications with respect to Circulars dated October 4, 2021