IA

347 posts

Optional mechanism for fee collection by SEBI registered Investment Advisers (IAs) and Research Analysts (RAs)

SEBI/HO/MIRSD/MIRSD-POD-1/P/CIR/2024/120

IA RA

Optional mechanism for fee collection by SEBI registered Investment Advisers …

20240830-49

IA RA

Extension in timeline to obtain fresh NISM Certification under Regulation …

August 26, 2024 Implementation […]

AIF AML FPI IA MB MFD PMS RA

Implementation of Section 51A of UAPA, 1967: Updates to UNSC’s …

SEBI/HO/ ITD-1/ITD_CSC_EXT/P/CIR/2024/113

AIF FPI IA MB PMS RA

Cybersecurity and Cyber Resilience (CSCRF) for SEBI Regulated Framework Entities …

1. Objective 1.1. The objective of this consultation paper is to seek comments from public on proposals intended to put in place a conducive regulatory framework for Investment Advisers registered with SEBI (‘IAs’) and Research Analysts registered with SEBI (‘RAs’) […]

IA RA

Consultation Paper on review of regulatory framework for IAs and …

20240724-58

IA RA