New Year Greetings !!! In light of SEBI Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/139 dated August 8, 2023, the process for submission of off-market transfer instructions (i.e., transfer of securities from one investor’s demat account to other investor’s demat account) has undergone […]
To: Principal Officers & Compliance Officers of all APMI Members + Non-Members + Portfolio Managers Not Registered with APMI Subject: Generic Mail IDs of SEBI Date: 8th December 2023 Dear All,For efficient monitoring and tracking compliance, SEBI has created the […]
To: Compliance Officers of all APMI Members + Non-Members + Portfolio Managers Not Registered with APMI Subject: Escalation Matrix for issues regarding the SI Portal Date: 28th November 2023 Dear All, Please find appended herewith the escalation matrix which […]
Consultation Paper on changes in the regulatory framework for Special Situation Funds, a subcategory of Category I Alternative Investment Funds, necessary to facilitate Special Situation Funds to acquire stressed loans in terms of Reserve Bank of India (Transfer of Loan […]
PR No. 27 /2023 SEBI Board Meeting The 203rd meeting of the SEBI Board was held in Mumbai today. The SEBI Board, inter-alia, approved the following: 1. Flexibility in the framework for Social Stock Exchange (SSE) 1.1 The Board has […]
