Indicative list of Infrastructure Adequacy of a Portfolio Manager/Applicant 1. PMS Applicants should have independent infrastructure. If an entity has other SEBI/ other regulator registrations, it should be ensured that appropriate mechanism is in place, to avoid conflicts, if any […]
To: The Principal Officers + Compliance Officers of APMI members + Compliance Officers of APMI Non Members + Portfolio Managers not registered with APMI Dear All, In reference to the recommendations made by the Working Group on Ease of Doing […]
FAQ Number II on Digital Client Onboarding Sr. No Query Reply of APMI 1 Require Clarification on Nominee Details in Bank, Demat and PMS Application. Nominee details have to be same across Bank, Demat and PMS application in case […]
FAQs on the MITC which is effective – 01/10/2024 (A) MTC Related Queries Sr. No. Query Clarification from APMI 1 When is the MITC needs to be signed? Pre-onboarding or post activation of PMS account? MITC needs to be signed […]
Standard Operating Procedure for Modifying the Benchmark on the APMI Portal, Reporting, and Display Performance reporting by Portfolio Managers on the APMI portal has been in place for nearly 18 months. Recently, there have been instances where Portfolio Managers needed […]
