Registration Details
Registration details [Entity Name, Registration Type (Individual / Non-Individual, Registration Number, Registration Period [License Date – Perpetual]
KMP Details
Name and contact information of the Principal Officer & the Compliance Officer
Disclosure Document
latest version of the discosure document [certified by CA]
Investor Charter
Investor Charter to be uploaded
Investor Complaints
Investor Complaints to be uploaded
Investor Grievances
Investor Grievance Mechanism including details of the local SEBI office (address)
Link to SCORES & ODR
provide links to SEBI SCORES and ODR (with a little write up)
PMS Fee Calculator
provide a fee calculator or an excel file whereby a prospective client can get an idea on how the fees will be charged to him
UPI ID
provide details of the UPI ID created and FAQs for investors on usage of UPI
