To: Principal Officers + Compliance Officers of APMI Members and NonMembers & Portfolio Mangers not registered with APMI.
From: Principal Officer.
Subject: Provision for Submission of Compliance Reports of PMS through the SEBI Intermediary Portal.
Date: 23rd October 2023
This is with reference to the mail of SEBI dated 20th October 2023 which has been sent to all the PMs from the mail id of [email protected].
- All the aforesaid reports are to be uploaded on the SI Portal only.
- Path: SI Portal -> Portfolio Managers -> Other Reports -> Report Module -> Proceed to Upload -> Select Report Type -> Proceed
- No email/ physical correspondence in this regard shall be entertained by SEBI.
- Non-Submission of the same within the timelines mentioned shall be construed non-compliance by the PMs.
- Separate pdf files are to be uploaded against each individual report name.
- Reports are not to be merged as one report.
- Please do refer to the upload manual attached herewith for more details.
- In case of any technical issues faced while uploading reports, the same may be flagged with screenshot of the issue to the SEBI ITD Team at [email protected].
You are requested to adhere to the submission of these Compliance Reports as per the timelines mentioned in the mail below.
Association of Portfolio Managers in India
B-121, 10th Floor, WeWork- Enam Sambhav
G-Block, Bandra Kurla Complex, Mumbai- 400051