RA

106 posts

Amendment to Circular dated July 31, 2023 on Online Resolution of Disputes in the Indian Securities Market

SEBI/HO/OIAE/OIAE_IAD-3/P/CIR/2023/191

AIF IA MFD PMS RA

Amendment to Circular dated July 31, 2023 on Online Resolution …

Simplification of requirements for grant of accreditation to investors

SEBI/HO/AFD/PoD1/CIR/2023/ 189

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Simplification of requirements for grant of accreditation to investors

Extension of timeline for implementation of provisions of circular SEBI/HO/OIAE/IGRD/CIR/P/2023/156 dated September 20, 2023 on Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform.

SEBI/HO/OIAE/IGRD/CIR/P/2023/183

AIF IA MFD PMS RA

Extension of timeline for implementation of provisions of circular SEBI/HO/OIAE/IGRD/CIR/P/2023/156 …

Escalation Matrix for issues regarding the SI Portal

To: Compliance Officers of all APMI Members + Non-Members + Portfolio Managers Not Registered with APMI Subject: Escalation Matrix for issues regarding the SI Portal Date: 28th November 2023 Dear All, Please find appended herewith the escalation matrix which […]

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Escalation Matrix for issues regarding the SI Portal

Order/SM/KH/2023-24/29779 | INH200005753

Order – Harinder Kumar Sahu

Updates for Implementation of Section 51A of UAPA, 1967: Updates to UNSC’s 1267/ 1989 ISIL (Da’esh) & Al-Qaida Sanctions List: Amendment in 5 entries

November 15, 2023 Implementation of Section 51A of UAPA,1967: Updates to […]

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