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FAQ’s – Code of Advertisement for Investment Advisers

Consultation paper on review of eligibility criteria for the key investment team and prescribing qualification for compliance officer of Manager of an Alternative Investment Fund

Objective 1. The objective of this consultation paper is to seek comments / inputs / suggestions from the stakeholders and public on […]

Observations made during Inspections of Portfolio Managers

SEBI/HO/IMD/IMD-SEC-4/P/OW/2025/28489/1

Consultation paper on direct plan for schemes of Alternative Investment Funds (AIFs) and trail model for distribution commission in AIFs

Consultation paper on direct plan for schemes of Alternative Investment Funds (AIFs) and trail model for distribution commission in AIFs Objective 1.The […]

BASL – Submission of annual compliance audit report by Investment Advisers

20220519-01