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FAQ’s – Code of Advertisement for Investment Advisers

Discussion Paper on Outsourcing of Activities Related to Intermediation Services

Consultation Paper

ILLUSTRATIVE LIST OF COMMON VIOLATIONS/ DEFICIENCIES OBSERVEDDURING INSPECTION OF RESEARCH ANALYST

Sr. No. Category of Violation Violation Observed 1 Redressal of Client grievances • Failure to redress client’s grievances within the timelines specified […]

Notification – PMS Distributors

Consultationpaper on flexibility to Category I and II AIFs to create encumbrance on their holding of equity in infrastructure sector investee companies to facilitate raising of debt by such investee companies

Consultation paper on flexibility to Category I and II AIFs to create encumbrance on their holding of equity in infrastructure sector investee […]