Notice Dated : 22/09/2023 Sub. : SEBI Press Release. Attention of all Investment Advisers (IAs) is drawn to SEBI Press Release No. 21/2023 dated September 21, 2023 inter alia in context to extending timeline for compliance with enhanced […]
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Notice Dated : 07/09/2023 Sub. : Registration of Investment Advisers – Online Dispute Resolution portal. Attention of Investment Advisers is drawn to BASL circular no. 20230810-1 dated August 10, 2023 on the captioned subject wherein reference to SEBI circular nos. […]
Notice Dated : 05/09/2023 Sub. : SEBI consultation paper on Performance Validation Agency. Attention of the investment advisers is drawn to SEBI consultation paper dated August 31, 2023 on Performance Validation Agency. The link to the said paper is […]
Notice Dated : 31/08/2023 Sub. : SEBI consultation paper on association of SEBI Registered Intermediaries/Regulated Entities with Unregistered Entities (including Finfluencers). Attention of the investment advisers is drawn to SEBI consultation paper dated August 25, 2023 on association […]
Notice Dated : 31/08/2023 Sub. : SEBI consultation paper on mechanism for fee collection by SEBI Registered Investment Advisers and Research Analysts. Attention of the investment advisers is drawn to SEBI consultation paper dated August 25, 2023 on mechanism for […]