PM Circular – LexiBox

Circulars - Portfolio Management

Centralization of certifications under Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) at KYC Registration Agencies (KRAs)

February 20, 2024

SEBI/HO/MIRSD/SECFATF/P/CIR/2024/12

Notifications under Unlawful Activities Prevention Act, 1967

January 3, 2024

Date 03.01.2024 Implementation of Section 35 of Unlawful Activities (Prevention)...

Extension of timelines for providing ‘choice of nomination’ in eligible demat accounts and mutual fund folios

December 27, 2023

SEBI/HO/MIRSD/POD-1/P/CIR/2023/193

Online Resolution of Disputes in the Indian Securities Market

December 20, 2023

SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 & SEBI/HO/OIAE/OIAE_IAD-3/P/CIR/2023/191

Amendment to Circular dated July 31, 2023 on Online Resolution of Disputes in the Indian Securities Market

December 20, 2023

SEBI/HO/OIAE/OIAE_IAD-3/P/CIR/2023/191

Simplification of requirements for grant of accreditation to investors

December 18, 2023

SEBI/HO/AFD/PoD1/CIR/2023/ 189

Extension of timeline for implementation of provisions of circular SEBI/HO/OIAE/IGRD/CIR/P/2023/156 dated September 20, 2023 on Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform.

December 1, 2023

SEBI/HO/OIAE/IGRD/CIR/P/2023/183

Updates for Implementation of Section 51A of UAPA, 1967: Updates to UNSC’s 1267/ 1989 ISIL (Da’esh) & Al-Qaida Sanctions List: Amendment in 5 entries

November 15, 2023

November 15, 2023 ...

Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there under

October 13, 2023

SEBI/HO/MIRSD/SEC-FATF/P/CIR/2023/0170

APMI – Formats for the 4 Annual Compliance Reports

October 12, 2023

APMI/2023-24/10