Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform.September 20, 2023SEBI/HO/OIAE/IGRD/CIR/P/2023/156
UNSC Sanctions Committee ListAugust 18, 2023August 18, 2023 Implementation of Section 12A of Weapons of...
APMI – Index under Multi Asset & Hybrid StrategyAugust 11, 2023To: All SEBI Registered Portfolio Managers From: APMI Principal Officer ...
Simplification of KYC process and rationalisation of Risk Management Framework at KYC (Know Your Client) Registration Agencies (KRAs)August 11, 2023SEBI/HO/MIRSD/FATF/P/CIR/2023/0144
Corrigendum cum Amendment to Circular dated July 31, 2023, on Online Resolution of Disputes in the Indian Securities MarketAugust 4, 2023SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/135
Audit of firm-level performance data of Portfolio ManagersAugust 2, 2023SEBI/HO/IMD/IMD-PoD-1/P/CIR/2023/133
Online Resolution of Disputes in the Indian Securities MarketJuly 31, 2023SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131
Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money Laundering Act, 2002 and Rules framed there under (Amendments)June 16, 2023SEBI/HO/MIRSD/MIRSDSECFATF/P/CIR/2023/091