Transfer of AUM from one PMS Distributor to another 1. Distributor (APRN Code) change initiated by the Client:Change of distributor code/APRN initiated by a client leads to the client’s portfolio holdings being delinked from the earlier distributor/APRN and tagged/linked to […]
Oct 23, 2025 Implementation of Section 51A of UAPA, 1967: Updates to UNSC’s 1267/ 1989 ISIL (Da’esh) & Al-Qaida Sanctions List: Amendment in 01 entry 1. Clause 54 of the SEBI Master Circular Guidelines on Anti-Money Laundering (AML) Standards and […]
Oct 07, 2025 Implementation of Section 51A of UAPA, 1967: Updates to UNSC’s 1267/ 1989 ISIL (Da’esh) & Al-Qaida Sanctions List: Amenment in 02 entries 1. Clause 54 of the SEBI Master Circular Guidelines on Anti-Money Laundering (AML) Standards and […]
August 25, 2025 Implementation of Section 51A of UAPA, 1967: Updates to UNSC’s 1267/ 1989 ISIL (Da’esh) & Al-Qaida Sanctions List: Amenment in 05 entries 1. Clause 54 of the SEBI Master Circular Guidelines on Anti-Money Laundering (AML) Standards and […]
FAQs -SEBI REGISTERED INVESTMENT ADVISERS DISCLAIMER: These FAQs are prepared with a view to guide market participants on SEBI (Investment Advisers) Regulations, 2013 (“IA Regulations”) which came into effect from April 21, 2013 and specify the conditions for registration, certification, […]
