Preface Securities and Exchange Board of India (SEBI) has issued ‘Cybersecurity and Cyber Resilience Framework (CSCRF) for SEBI Regulated Entities (REs)’vide circular SEBI/HO/ ITD-1/ITD_CSC_EXT/P/CIR/2024/113dated August 20, 2024. The key objective of CSCRF is to address evolving cyber threats, to align […]
Consultation paper Draft Circular on Frequently Asked Questions (FAQs) related to regulatory provisions for Research Analysts 1. Objective 1.1 The objective of this paper is to seek public comments on the draft circular providing details/clarifications on various regulatory provisions applicable […]
In order to keep pace with the evolving market dynamics, SEBI (Prohibition of Insider Trading) Regulations, 2015 (hereinafter “SEBI (PIT) Regulations, 2015″ or “PIT Regulations”) have been amended from time to time. With an objective to provide greater clarity on […]
FAQ Number II on Digital Client Onboarding Sr. No Query Reply of APMI 1 Require Clarification on Nominee Details in Bank, Demat and PMS Application. Nominee details have to be same across Bank, Demat and PMS application in case […]
FAQs on the MITC which is effective – 01/10/2024 (A) MTC Related Queries Sr. No. Query Clarification from APMI 1 When is the MITC needs to be signed? Pre-onboarding or post activation of PMS account? MITC needs to be signed […]
