Indicative list of Infrastructure Adequacy of a Portfolio Manager/Applicant 1. PMS Applicants should have independent infrastructure. If an entity has other SEBI/ other regulator registrations, it should be ensured that appropriate mechanism is in place, to avoid conflicts, if any […]
Indicative list of Infrastructure Adequacy of a Portfolio Manager/Applicant 1. PMS Applicants should have independent infrastructure. If an entity has other SEBI/ other regulator registrations, it should be ensured that appropriate mechanism is in place, to avoid conflicts, if any […]
To: The Principal Officers + Compliance Officers of APMI members + Compliance Officers of APMI Non Members + Portfolio Managers not registered with APMI Dear All, In reference to the recommendations made by the Working Group on Ease of Doing […]
FAQ Number II on Digital Client Onboarding Sr. No Query Reply of APMI 1 Require Clarification on Nominee Details in Bank, Demat and PMS Application. Nominee details have to be same across Bank, Demat and PMS application in case […]
FAQs on the MITC which is effective – 01/10/2024 (A) MTC Related Queries Sr. No. Query Clarification from APMI 1 When is the MITC needs to be signed? Pre-onboarding or post activation of PMS account? MITC needs to be signed […]
