Updates for Implementation of Section 51A of UAPA, 1967: Updates to UNSC’s 1267/ 1989 ISIL (Da’esh) & Al-Qaida Sanctions List: Amendment in 5 entriesNovember 15, 2023November 15, 2023 ...
Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the PMLA, 2002 and Rules framed there underOctober 19, 2023Notice Dated : 19/10/2023 Sub. : Amendment to the...
Master Circular on Know Your Client (KYC) norms for the securities Market.October 16, 2023Notice Dated : 16/10/2023 Sub. : Master Circular on...
Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there underOctober 13, 2023SEBI/HO/MIRSD/SEC-FATF/P/CIR/2023/0170
Master Circular on Know Your Client (KYC) norms for the securities marketOctober 12, 2023SEBI/HO/MIRSD/SECFATF/P/CIR/2023/169
Extension in timeline for compliance with qualification and experience requirements under Regulation 7(1) of SEBI (Investment Advisers) Regulations, 2013.October 12, 202320231012-2
Extension in timeline for compliance with qualification and experience requirements under Regulation 7(1) of SEBI (Investment Advisers) Regulations, 2013October 10, 2023SEBI/HO/MIRSD/MIRSD-PoD-2/P/CIR/2023/168
Requirement of Base Minimum Capital Deposit for Category 2 Execution Only PlatformsOctober 6, 2023SEBI/HO/MRD/POD-III/CIR/2023/165
Centralised mechanism for reporting the demise of an investor through KRAs.October 5, 2023Notice Dated : 05/10/2023 Sub. : Centralised mechanism for...