BSE – Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers and Timeline for submission of periodic reportsOctober 28, 202420241028-37
Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers & Timeline for submission of periodic reportsOctober 25, 2024SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/147
Framework For Centralized Fee Collection Mechanism (CeFCoM) For Investment Advisers (IA) &Research Analysts (RA)September 25, 202420240925-10
Master Circular on Surveillance of Securities MarketSeptember 23, 2024SEBI/HO/ISD/ISD-PoD-2/P/CIR/2024/126
Framework For Centralized Fee Collection Mechanism (CeFCoM) For Investment Advisers (IA) &Research Analysts (RA)September 23, 202420240923-8
Optional mechanism for fee collection by SEBI registered Investment Advisers (IAs) and Research Analysts (RAs)September 13, 2024SEBI/HO/MIRSD/MIRSD-POD-1/P/CIR/2024/120
Extension in timeline to obtain fresh NISM Certification under Regulation 7(2) of SEBI (Investment Advisers) Regulations, 2013August 30, 202420240830-49
Cybersecurity and Cyber Resilience (CSCRF) for SEBI Regulated Framework Entities (REs)August 20, 2024SEBI/HO/ ITD-1/ITD_CSC_EXT/P/CIR/2024/113